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Graduate Record 2018-2019 [ARCHIVED RECORD]
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LAW 7138 - Advanced Topics in Securities Regulation
The course will examine the federal statutes and regulations relating to securities transactions and the duties of issuers, underwriters, officers, directors, controlling persons, and other significant market participants. We will discuss the regulation of public and private offerings, secondary trading markets, and disclosure by publicly traded companies.
Credits: 3
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